From: "Zachary Wydra" <z.wydra@BeckMack.com>

Date: June 15, 2011 5:49:06 AM EDT

To: "Eric Schwerin" <eschwerin@rosemontseneca.com>, "Arlene Busch" <abusch@rosemontseneca.com>

Subject: RE: A good meeting....

Eric / Arlene,

 

Many thanks for the follow-up.  It was a real pleasure to meet with the Rosemont Seneca team….your time is sincerely appreciated.

 

We are discussing the opportunity internally and we were excited to hear about the formation of the broker/dealer which may give us a little more flexibili ty on how compensation is paid.  As you know, due to the fact that funding may come out of our own pockets this is of particular interest.

 

Might one of both of you be available for a call this Friday at around 2:30 pm to discuss….let me know.

 

Best,

 

Zac

 

Zachary A. Wydra

Partner

Beck, Mack & Oliver

360 Madison Avenue, 18th Floor

New York, NY 10017

 

212-661-2640 (W)

---

From: Eric Schwerin [mailto:eschwerin@rosemontseneca.com]
Sent: Tuesday, June 14, 2011 12:17 PM
To: Arlene Busch
Cc: Zachary Wydra
Subject: Re: A good meeting....

 

Zac-

 

Arlene is correct.   Hunter, Devon and I all enjoyed meeting you and your partners.  Thanks for taking the time to meet.  

 

Let us know if you have any other questions as you are making your decision about going forward with us.  

 

We look forward to hearing from you.

 

Best,

 

Eric

 

 

Eric D. Schwerin

Rosemont Seneca Partners, LLC

1010 Wisconsin Ave., NW

Suite 705

Washington, DC 20007

(202) 333-1880

eschwerin@rosemontseneca.com

P Consider the environment before printing this email.

 

On Jun 14, 2011, at 11:49 AM, Arlene Busch wrote:

Zac,

I wanted to send you a quick note to thank you for the time you spent with my partners Hunter, Eric, and Devon yesterday. They enjoyed the meeting very much.

 

Best,

Arlene

 

Arlene Busch

202-333-1880

abusch@rosemontseneca.com

 

 

---

CONFIDENTIALITY NOTICE: The information contained in this electronic mail message and any attachment is confidential, privileged and/or proprietary and is intended for the exclusive use of the addressee(s). Any use of this information by anyone other than the addressee(s) of this message is strictly prohibited. If you receive this transmission in error, please notify Beck, Mack & Oliver LLC by e-mail Compliance@beckmack.com or telephone 212-661-2640 and destroy the original transmission.