EMAIL DETAILS

Absolutely confirm this time and date with Ming please Sebastian We need
to get the DD package (please let me read it before you send it to
Harvest) together today and we need to have this call with Ming tomorrow at
9:00am EST
Jimmy

On Monday, December 21, 2015, Sebastian Momtazi <smomtazi@rosemontseneca.com>
wrote:

> Work?
>
> If so I suggest we do as before and all get on the conference line while
> Devon dials Ming in via mobile?
>
> Let me know and I'll confirm.
> ---------- Forwarded message ----------
> From: *蒋明[Jiang Ming]* <jiangming@harvestcm.com
> <javascript:_e(%7B%7D,'cvml','jiangming@harvestcm.com');>>
> Date: Monday, December 21, 2015
> Subject: Re: FW: 答复: BAM Due Diligence
> To: Sebastian Momtazi <smomtazi@rosemontcapital.com
> <javascript:_e(%7B%7D,'cvml','smomtazi@rosemontcapital.com');>>
> Cc: "Godfrey, Andrew" <agodfrey@burnhamfinancial.com
> <javascript:_e(%7B%7D,'cvml','agodfrey@burnhamfinancial.com');>>,
> "Archer, Devon" <darcher@burnhamfinancial.com
> <javascript:_e(%7B%7D,'cvml','darcher@burnhamfinancial.com');>>,
> "赵学军[Henry Zhao]" <zhaoxuejun@jsfund.cn
> <javascript:_e(%7B%7D,'cvml','zhaoxuejun@jsfund.cn');>>, "Biden, R.
> Hunter" <hbiden@burnhamfinancial.com
> <javascript:_e(%7B%7D,'cvml','hbiden@burnhamfinancial.com');>>, James
> Bulger <jbulger@thorntonai.com
> <javascript:_e(%7B%7D,'cvml','jbulger@thorntonai.com');>>
>
>
> Hi Sebastian,
>
>
>
> I will make it easy for everyone. How about Tue 9am EST / 10pm Beijing
> time? Please call my mobile.
>
>
>
> Ming
>
>
>
> *发件人:* Sebastian Momtazi [mailto:smomtazi@rosemontcapital.com]
> *发送时间:* 2015年12月18日 23:31
> *收件人:* 蒋明[Jiang Ming]
> *抄送:* Godfrey, Andrew; Archer, Devon; 赵学军[Henry Zhao]; Biden, R. Hunter;
> James Bulger
> *主题:* RE: 答复: BAM Due Diligence
>
>
>
> Ming,
>
>
>
> I hope all is well. We would like to schedule a follow up call from our
> productive discussions this month. There have been exciting developments at
> BAM and we will also provide further documentation for diligence purposes.
> Please let us know if Monday or Tuesday next week works for you. We will
> make ourselves available to your schedule.
>
> Very Best,
>
> Sebastian
>
>
>
>
>
> *From:* Sebastian Momtazi
> *Sent:* Monday, November 30, 2015 9:14 AM
> *To:* 蒋明[Jiang Ming] <jiangming@harvestcm.com>
> *Cc:* Godfrey, Andrew <agodfrey@burnhamfinancial.com>; Archer, Devon <
> darcher@burnhamfinancial.com>; 赵学军[Henry Zhao] <zhaoxuejun@jsfund.cn>;
> Biden, R. Hunter <hbiden@burnhamfinancial.com>; James Bulger <
> jbulger@thorntonai.com>
> *Subject:* Re: 答复: BAM Due Diligence
>
>
>
> Confirmed- thank you!
>
>
> On Nov 30, 2015, at 3:12 AM, 蒋明[Jiang Ming] <jiangming@harvestcm.com>
> wrote:
>
> I had a conflict on tue morning. How tue evening my time , say 9:30pm
> Beijing time / 8:30am est? Devon, you can just call my mobile.
>
>
>
> Ming
>
>
>
> *发件人:* Sebastian Momtazi [mailto:smomtazi@rosemontcapital.com]
> *发送时间:* 2015年11月30日 10:16
> *收件人:* 蒋明[Jiang Ming]
> *抄送:* Godfrey, Andrew; Archer, Devon; 赵学军[Henry Zhao]; Biden, R. Hunter;
> James Bulger
> *主题:* RE: BAM Due Diligence
>
>
>
> Ming,
>
>
>
> What time would work for you? Perhaps we could have a call in the morning
> on Tuesday your time (which would be Monday evening east coast time)?
>
>
>
> Please let us know and we will accommodate and provide a dial-in
>
>
>
> Best,
>
>
>
> Sebastian
>
>
>
> *From:* 蒋明[Jiang Ming] [mailto:jiangming@harvestcm.com]
> *Sent:* Sunday, November 29, 2015 7:51 PM
> *To:* Sebastian Momtazi <smomtazi@rosemontcapital.com>
> *Cc:* Godfrey, Andrew <agodfrey@burnhamfinancial.com>; Archer, Devon <
> darcher@burnhamfinancial.com>; 赵学军[Henry Zhao] <zhaoxuejun@jsfund.cn>;
> Biden, R. Hunter <hbiden@burnhamfinancial.com>; James Bulger <
> jbulger@thorntonai.com>
> *Subject:* 答复: BAM Due Diligence
>
>
>
> Let’s target to have a call on Tuesday.
>
>
>
> Ming
>
>
>
> *发件人:* Sebastian Momtazi [mailto:smomtazi@rosemontcapital.com]
> *发送时间:* 2015年11月28日 2:08
> *收件人:* 蒋明[Jiang Ming]
> *抄送:* Godfrey, Andrew; Archer, Devon; 赵学军[Henry Zhao]; Biden, R. Hunter;
> James Bulger
> *主题:* RE: BAM Due Diligence
>
>
>
> Ming,
>
>
>
> Thank you! And thank you for the NDA.
>
>
>
> Burnham Asset Management Corp. was founding on 6th September, 1989; BAM
> Holdings LLC purchased Burnham Asset Management Corp. on 27th March,
> 2015. Perhaps we could set up a call for Monday or Tuesday to discuss
> further? Please let us know your availability.
>
>
>
> Best,
>
>
>
> Sebastian
>
>
>
>
>
> *From:* 蒋明[Jiang Ming] [mailto:jiangming@harvestcm.com]
> *Sent:* Thursday, November 26, 2015 9:34 PM
> *To:* Sebastian Momtazi <smomtazi@rosemontcapital.com>
> *Cc:* Godfrey, Andrew <agodfrey@burnhamfinancial.com>; Archer, Devon <
> darcher@burnhamfinancial.com>; 赵学军[Henry Zhao] <zhaoxuejun@jsfund.cn>;
> Biden, R. Hunter <hbiden@burnhamfinancial.com>
> *Subject:* 答复: BAM Due Diligence
>
>
>
> Attached please find signed NDA.
>
>
>
> May I know when BAM was started and what’s the initial capital?
>
>
>
> We can catch up more after holiday. Happy Thanksgiving!
>
>
>
> Ming
>
>
>
> *发件人:* Sebastian Momtazi [mailto:smomtazi@rosemontcapital.com]
> *发送时间:* 2015年11月26日 1:56
> *收件人:* 蒋明[Jiang Ming]
> *抄送:* Godfrey, Andrew; Archer, Devon; 赵学军[Henry Zhao]; Biden, R. Hunter
> *主题:* RE: BAM Due Diligence
>
>
>
> Thank you, Ming. Please find attached the projected financials through the
> end of 2016.
>
>
>
> Very best,
>
>
>
> Sebastian
>
>
>
> *From:* 蒋明[Jiang Ming] [mailto:jiangming@harvestcm.com]
> *Sent:* Tuesday, November 24, 2015 7:31 PM
> *To:* Sebastian Momtazi <smomtazi@rosemontcapital.com>
> *Cc:* Godfrey, Andrew <agodfrey@burnhamfinancial.com>; Archer, Devon <
> darcher@burnhamfinancial.com>; 赵学军[Henry Zhao] <zhaoxuejun@jsfund.cn>;
> Biden, R. Hunter <hbiden@burnhamfinancial.com>
> *Subject:* Re: BAM Due Diligence
>
>
>
> Thank you!
>
>
>
> Will have legal take a look at nda and get back to you.
>
> 蒋明 Ming Jiang
>
>
>
>
> On Nov 25, 2015, at 6:35 AM, Sebastian Momtazi <
> smomtazi@rosemontcapital.com> wrote:
>
> Ming,
>
> Please see the attached files for your reference:
>
>
>
> 1) BAM Holdings LLC organization chart;
>
> 2) Current BAM product list AUM and Fees;
>
> 3) Employee composition;
>
> 4) Key Employee compensation;
>
> 5) Financials as of 9/30/2015
>
>
>
> We will have projected financials available for you to peruse tomorrow. We
> would be grateful if you could sign the attached Non-Disclosure and
> confidentiality agreement as well.
>
>
>
> Very Best,
>
>
>
> Sebastian Momtazi
> Rosemont Capital, LLC
> 152 West 57th Street, 47th Floor
> New York, NY 10019
> 347-602-1160 mobile
> smomtazi@rosemontcapital.com
>
>
>
> <2015-11 BAM Key Employees.pdf>
>
> <BAM employees.pdf>
>
> <BAM Holdings LLC - org chart.pdf>
>
> <Burnham non-disclosure & confidentiality agreement - Harvest.pdf>
>
> <Burnham Product List AUM and Fees Final.pdf>
>
> <Burnham Asset Management Corp-unaudited financial statements
> 9-30-2015.pdf>
>
>
> ------------------------------
>
>
> 敬告：
>
>
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>
>
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>
>
> ------------------------------
>
>
> 敬告：
>
>
> 在享有法律赋予的权利或者保护不应予以纰漏的前提下，本邮件内容所载或其随附的信息可能属于保密信息，只供指定接收方使用。如阁下并非本邮件指明的接收方，请将阁下拥有的本邮件及其所有备份
> (包括所有附件)删除及销毁，并通知发件方错误收到本邮件。在此特提请阁下注意不得阅览或分发本邮件，并不得基于对本邮件采取任何行动。
>
>
> NOTICE TO RECIPIENT(S):
> The information contained in and accompanying this communication may be
> confidential, subject to legal privilege, or otherwise protected from
> disclosure, and is intended solely for the use of the intended
> recipient(s). If you are not the intended recipient of this communication,
> please delete and destroy all copies (including any attachments) in your
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>
>
> ------------------------------
>
>
> 敬告：
>
>
> 在享有法律赋予的权利或者保护不应予以纰漏的前提下，本邮件内容所载或其随附的信息可能属于保密信息，只供指定接收方使用。如阁下并非本邮件指明的接收方，请将阁下拥有的本邮件及其所有备份
> (包括所有附件)删除及销毁，并通知发件方错误收到本邮件。在此特提请阁下注意不得阅览或分发本邮件，并不得基于对本邮件采取任何行动。
>
>
> NOTICE TO RECIPIENT(S):
> The information contained in and accompanying this communication may be
> confidential, subject to legal privilege, or otherwise protected from
> disclosure, and is intended solely for the use of the intended
> recipient(s). If you are not the intended recipient of this communication,
> please delete and destroy all copies (including any attachments) in your
> possession, notify the sender that you have received this communication in
> error, and note that any review or dissemination of, or the taking of any
> action in reliance on, this communication is expressly prohibited.
>
>
> ------------------------------
>
>
> 敬告：
>
>
> 在享有法律赋予的权利或者保护不应予以纰漏的前提下，本邮件内容所载或其随附的信息可能属于保密信息，只供指定接收方使用。如阁下并非本邮件指明的接收方，请将阁下拥有的本邮件及其所有备份
> (包括所有附件)删除及销毁，并通知发件方错误收到本邮件。在此特提请阁下注意不得阅览或分发本邮件，并不得基于对本邮件采取任何行动。
>
>
> NOTICE TO RECIPIENT(S):
> The information contained in and accompanying this communication may be
> confidential, subject to legal privilege, or otherwise protected from
> disclosure, and is intended solely for the use of the intended
> recipient(s). If you are not the intended recipient of this communication,
> please delete and destroy all copies (including any attachments) in your
> possession, notify the sender that you have received this communication in
> error, and note that any review or dissemination of, or the taking of any
> action in reliance on, this communication is expressly prohibited.
>
>
> ------------------------------
>
> 敬告：
>
>
> 在享有法律赋予的权利或者保护不应予以纰漏的前提下，本邮件内容所载或其随附的信息可能属于保密信息，只供指定接收方使用。如阁下并非本邮件指明的接收方，请将阁下拥有的本邮件及其所有备份(包括所有附件)删除及销毁，并通知发件方错误收到本邮件。在此特提请阁下注意不得阅览或分发本邮件，并不得基于对本邮件采取任何行动。
>
>
> NOTICE TO RECIPIENT(S):
> The information contained in and accompanying this communication may be
> confidential, subject to legal privilege, or otherwise protected from
> disclosure, and is intended solely for the use of the intended
> recipient(s). If you are not the intended recipient of this communication,
> please delete and destroy all copies (including any attachments) in your
> possession, notify the sender that you have received this communication in
> error, and note that any review or dissemination of, or the taking of any
> action in reliance on, this communication is expressly prohibited.
>
>
>
> --
>
> Sebastian Momtazi
>
> *347-602-1160* mobile
>
> *s
> <https://owa.smarshexchange.com/owa/redir.aspx?C=4d2227dbcf3e452e8d29e25e7b467293&URL=mailto%3amfazylova%40rosemontcapital.com>momtazi@rosemontseneca.com
> <javascript:_e(%7B%7D,'cvml','momtazi@rosemontseneca.com');>*
>
>
>
>
>
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--
James J. Bulger
Chairman
Thornton Group LLC
14 Beacon Street, Suite 804A
Boston, MA 02108
Office tel: 617.248.944