EMAIL DETAILS

Eric D. Schwerin
eschwerin@rosemontseneca.com

Sent from my iPhone

Begin forwarded message:

> From: "Karen Tramontano" <Karen.Tramontano@bluestarstrategies.com>
> Date: March 10, 2014 at 3:41:33 PM EDT
> To: "Eric Schwerin" <eschwerin@rosemontseneca.com>
> Cc: "Sally Painter" <Sally.Painter@bluestarstrategies.com>
> Subject: RE: FINRA Exam Prep
>
> Dear Eric,
> Again thank you very much. I spoke with Sally at length and I think I’m going to move forward to take the exam – although I think at least as a first option to see whether there’s a real business opportunity (assuming I pass) I’m going to see if I can “park my license” as you explained with a firm. I would like to talk further with you – and Hunter – if there were an opportunity to do that with your firm. I know I am putting my cart way ahead of the horse because I haven’t even registered to take the tests, haven’t taken the tests or passed but I thought I’d at least see if you guys were interested in talking. Thank you very much for your assistance,
> All the best,
> Karen
>
> Karen A. Tramontano
> Blue Star Strategies
>
> (+1) 202-833-1265 direct
> (+1) 202-320-4102 mobile
> (+1) 202-822-9088 fax
> karen.tramontano@bluestarstrategies.com
>
> 888 17th Street NW, Suite 800
> Washington, DC 20006
>
> www.bluestarstrategies.com
>
> The information in this transmittal is privileged and confidential and is intended only for the recipient(s) listed above. If you are not the intended recipient(s) for the delivery of this transmittal, you are hereby notified that any unauthorized distribution or copying of this transmittal is prohibited. If you have received this transmittal in error, please notify me at (+1) 202-833-1281
>
> From: Eric Schwerin [mailto:eschwerin@rosemontseneca.com]
> Sent: Thursday, March 06, 2014 3:12 PM
> To: Karen Tramontano
> Subject: FINRA Exam Prep
>
> Karen-
>
>
> Good talking to you. Below is the link for the course prep firm I used. It is all online, but an instructor is available via phone anytime you want to call them. They must be good since I passed!
>
>
> If you wanted to set up your own BD, you will likely need to take the Series 79, 24 and 63 exams (I also took the 7). If you went the sponsorship route you would probably only have to take the 79 and 63 (63 is not hard at all).
>
> http://www.knopman.com/
>
>
> Let me know if you have any further questions.
>
>
> Best,
>
> Eric
>
>
>
> Eric D. Schwerin
> Rosemont Seneca Partners, LLC
> 1010 Wisconsin Ave., NW
> Suite 705
> Washington, DC 20007
> (202) 333-1880
> eschwerin@rosemontseneca.com
> P Consider the environment before printing this email.
>
>
>
>
> =2