EMAIL DETAILS

I agree. As I said in the beginning, it isn't like we are going to sue ourselves over this! :-) I have no idea why John didn't want to accept an agreement that we use with all of our clients that has been vetted by FINRA and instead pay a lawyer to re-write. But in my effort to turn over a new leaf assuming Ann signs off we should just accept their changes and move on.


Eric D. Schwerin
Rosemont Seneca Partners, LLC
1010 Wisconsin Ave., NW
Suite 705
Washington, DC 20007
(202) 333-1880
eschwerin@rosemontseneca.com
P Consider the environment before printing this email.

On Apr 2, 2014, at 4:48 PM, Hunter Biden <hbiden@rosemontseneca.com> wrote:

This shouldn't be this complicated.

RHB
202.333.1880

On Apr 2, 2014, at 3:41 PM, Eric Schwerin <eschwerin@rosemontseneca.com> wrote:

> FYI, the revised agreement is attached. I am just going to run it by Ann and Marc L. to make sure they are all good with everything - changes are pretty extensive so I think I need to run it by them one more time. I think it was just a lawyer trying to justify billing hours but there is some regulatory stuff I need Ann to look at. Ann is in Italy this week (maybe you'll run into her) but I'll try and get a sign off ASAP. Won't delay this any more than it has been.
>
>
>
> Eric D. Schwerin
> Rosemont Seneca Partners, LLC
> 1010 Wisconsin Ave., NW
> Suite 705
> Washington, DC 20007
> (202) 333-1880
> eschwerin@rosemontseneca.com
> P Consider the environment before printing this email.
>
> Begin forwarded message:
>
> From: John DeLoche <john@rstp.com>
> Subject: Fwd: RSPI Placement Agmt RSTP
> Date: April 2, 2014 at 3:10:12 PM EDT
> To: Eric Schwerin <eschwerin@rosemontseneca.com>, Dan McHale <dmchale@rspinv.com>
>
> Eric and Dan,
>
> Please find attached. Sorry for the delay here as we had been waiting for Gunderson to get the markup back to us. Now that we have the markup we have consistency with the TIA agreement and are ready to execute and get started.
>
> If these changes are acceptable, please send us an executed version we will countersign.
>
> Looking forward to working together!
>
> Best,
>
> John
>
> John DeLoche
> Co-founder and Managing Director
> Rosemont Seneca Technology Partners
> 333 Bush Street, 21st Floor
> San Francisco, CA 94104
> office: 415 767 1288
> mobile: 415 793 7070
>
> This email communication is privileged and confidential and is intended only for the individuals or entities named above. Any unauthorized dissemination of any of the contents of this email is strictly prohibited. If you are not the intended recipient, please do not read, copy, use or disclose to others the contents of this communication. Please notify the sender that you have received this e-mail in error and then delete the e-mail.
>
>
> ---------- Forwarded message ----------
> From: Brian C. Patterson <bpatterson@gunder.com>
> Date: Wed, Apr 2, 2014 at 11:39 AM
> Subject: RSPI Placement Agmt RSTP
> To: "John DeLoche (john@rstp.com)" <john@rstp.com>
>
>
> John,
>
>
>
> The markup to the placement agent agreement is attached. Sorry about the delay on this. The goal was to have this mirror in substance the agreement with TIA.
>
>
>
> There is already a list of Covered Persons for which a fee would be due. I didn’t focus on or review that. I did add a list of excluded investors for which a fee would not be due (this is the same approach as taken in the TIA agreement). This list will need to be completed by you.
>
>
>
> Let me know if you have any questions.
>
>
>
> Thanks
>
> Brian
>
>
> Brian C. Patterson
> <image604a4a.GIF>
>
>
> Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
> 1200 Seaport Boulevard
> Redwood City, CA 94063
> Phone: 650-463-5276 | Fax: 650-321-2800
> bpatterson@gunder.com | www.gunder.com
>
> To ensure compliance with requirements imposed by U.S. tax authorities, we inform you that any U.S. tax advice contained in this communication (including any attachments) is not intended or written to be used, and cannot be used, for the purpose of (i) avoiding United States federal, state or local tax penalties, or (ii) promoting, marketing or recommending to another party any matters addressed herein (including any attachments).
>
> This email and any attachments may contain private, confidential and privileged material for the sole use of the intended recipient. If you are not the intended recipient, please immediately delete this email and any attachments.
>
>
> <RSPI Placement Agmt RSTP Final.doc>
>