EMAIL DETAILS

See attached. Guess we are going to Philly.....

Let me know if you want me to come to DC to prep on the 5th or if you have a better idea....

Also, PLEASE NOTE the additional documents we need to bring. Oyster can do the updated Net Cap computation, and please note that we will need to bring December and January bank statements for both the BD and holding company accounts. If February is available online before the 6th, we should bring that too.

Let me know if you have any questions about the letter.
Best regards,
Marc X. LoPresti, Esq.
Tagliaferro & LoPresti, LLP
www.tlcorplaw.com<http://www.tlcorplaw.com/>
New York Office:
45 Broadway, Suite 610
New York, New York 10006
(212) 732-4029
(212) 232-2398 (fax)

Los Angeles Office:
12100 Wilshire Boulevard, Suite 480
Los Angeles, California 90025
(310) 312-1860
(310) 477-3481

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From: Kethley, Elisa [mailto:Elisa.Kethley@finra.org]
Sent: Wednesday, January 23, 2013 5:47 PM
To: Marc LoPresti
Subject: RSP Investments, LLC MI Scheduled Notification letter

Mr. LoPresti:

Attached is the MI scheduled notification.

Regards,
Elisa Kethley
Associate Principal Examiner
Membership Application Program Group
FINRA
One World Financial Center
200 liberty Street 9th Floor
New York, NY 10281-1003

212-858-5171

email: elisa.kethley@finra.org<mailto:elisa.kethley@finra.org>


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