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SUBJECT:
A note about the recent Wells Fargo settlement agreements
PRI: NORMAL
FROM:
M
max.mahler@wellsfargoadvisors.com
DATE:
2016-09-13 13:45:42
MSG_ID:
<193858446.3694191473774342396.JavaMail.mwwas@apvra00a0040.wellsfargo.com>
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TO:
H
hbiden@rosemontseneca.com
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As you may know, Wells Fargo Bank recently announced settlement agreements with the City Attorney of Los Angeles, the Consumer Financial Protection Bureau, and the Office of the Comptroller of the Currency over allegations that some Wells Fargo retail bank clients received products and services they did not want. This behavior is inconsistent with our values and the culture we strive to live up to every day. Our goal is to get things right 100% of the time. When we make mistakes, we are open about it, we take responsibility, and we fix it. Wells Fargo takes this issue seriously and has made many improvements, including substantial investment in enhanced monitoring, controls, and team member training, to make certain our ongoing focus is putting our clients first and helping you succeed financially. As your Financial Advisors, the trust you place in us means everything; it's the foundation of our relationship and the way we do business together. It's important for you to know that your investment accounts with us are unaffected by the events associated with the settlement agreement. As always, we're prepared to answer any questions you may have and welcome your call or visit. Wells Fargo Advisors, LLC, member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. Banking services are offered through Wells Fargo Bank, N.A, a separate affiliate of Wells Fargo & Company. Investments in securities and insurance products are: NOT FDIC-INSURED/NO BANK-GUARANTEES/MAY LOSE VALUE CAR0916-01755 Please let us know if you have any questions. <STRONG>Edward E. Prewitt<br>Managing Director-Investments<br>CERTIFIED FINANCIAL PLANNER™<br><br>Max Mahler<br>Financial Advisor<br><br>Janice Stanesic<br>Officer-Financial Consultant<br><br>479-521-2200<br>800-521-5762<br>www.prewittwealth.com</STRONG> 479-521-2200 800/521-5762 - To make sure you receive future e-mails, please add the e-mail address above to your safe-sender list or address book. - If any specific securities are mentioned in this message, please visit https://www.wellsfargoadvisors.com/disclosures/research.htm to review important disclosures. ATTENTION: THIS E-MAIL MAY BE AN ADVERTISEMENT OR SOLICITATION FOR PRODUCTS AND SERVICES. To unsubscribe from marketing e-mails from: - An individual Wells Fargo Advisors financial advisor: Reply to one of his/her e-mails and type "Unsubscribe" in the subject line. - Wells Fargo and its affiliates: Unsubscribe at https://www.wellsfargoadvisors.com/wellsfargo-unsubscribe Neither of these actions will affect delivery of important service messages regarding your accounts that we may need to send you or preferences you may have previously set for other e-mail services. For additional information regarding our electronic communication policies, visit http://wellsfargoadvisors.com/disclosures/email-disclosure.html. Wells Fargo Advisors, LLC is a separate nonbank affiliate of Wells Fargo & Company, Member FINRA/SIPC. 1 North Jefferson, St. Louis, MO 63103
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