EMAIL DETAILS

Eric D. Schwerin
Rosemont Seneca Partners, LLC
1010 Wisconsin Ave., NW
Suite 705
Washington, DC 20007
(202) 333-1880
eschwerin@rosemontseneca.com <x-msg://59/eschwerin@obblaw.com>
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> Begin forwarded message:
>
> From: James Bulger <jbulger@thorntonai.com>
> Date: November 21, 2015 at 10:40:08 AM EST
> To: Eric Schwerin <eschwerin@rosemontseneca.com>
> Subject: Fwd: Harvest Burnham proposal
>
> Eric
> We got this from Ming at Harvest this is a good step. Devon responded that the team at Burnham will have this material back to Ming by Monday evening
> Just keeping you in the loop
> Jimmy
>
> ---------- Forwarded message ----------
> From: 蒋明[Jiang Ming] <jiangming@harvestcm.com <mailto:jiangming@harvestcm.com>>
> Date: Friday, November 20, 2015
> Subject: Harvest Burnham proposal
> To: Devon Archer <darcher@rosemontcapital.com <mailto:darcher@rosemontcapital.com>>
> Cc: "赵学军[Henry Zhao]" <zhaoxuejun@jsfund.cn <mailto:zhaoxuejun@jsfund.cn>>, Hunter Biden <hbiden@burnhamfinancial.com <mailto:hbiden@burnhamfinancial.com>>, "agodfrey@burnhamfinancial.com <mailto:agodfrey@burnhamfinancial.com>" <agodfrey@burnhamfinancial.com <mailto:agodfrey@burnhamfinancial.com>>, "SZellmer@burnhamfinancial.com <mailto:SZellmer@burnhamfinancial.com>" <SZellmer@burnhamfinancial.com <mailto:SZellmer@burnhamfinancial.com>>, James Bulger <jbulger@thorntonai.com <mailto:jbulger@thorntonai.com>>, Michael Leonard <mleonard@thorntonai.com <mailto:mleonard@thorntonai.com>>, "jburnham@burnhamfinancial.com <mailto:jburnham@burnhamfinancial.com>" <jburnham@burnhamfinancial.com <mailto:jburnham@burnhamfinancial.com>>
>
>
> Dear Devon,
>
> Can you send us BAM's DD package? If you don't have it in place, can your team put together a package that contains:
>
> Shareholder structure
> Registered capital
> Break down of BAM's $1bil aum by product category and fee schedule
> Current employee composition by functions and forecast
> Key employees comp
> Financials and forecast
> Other relevant information that helps to understand BAM
>
> Thanks!
> Have a great weekend!
>
> 蒋明 Ming Jiang
>
>
> > On Nov 20, 2015, at 7:16 PM, Devon Archer <darcher@rosemontcapital.com <javascript:;>> wrote:
> >
> > Ming,
> > Let me know the next steps from your end to advance the process. Enjoy the weekend.
> > Very Best,
> > Devon
> >
> > Devon D. Archer
> > (+1) 646 436 3745
> >
> >> On Nov 17, 2015, at 4:51 AM, 蒋明[Jiang Ming] <jiangming@harvestcm.com <javascript:;>> wrote:
> >>
> >> Devon,
> >>
> >> Let me revert after Henry and I discuss.
> >>
> >> Thanks!
> >> Ming
> >>
> >> -----邮件原件-----
> >> 发件人: Devon Archer [mailto:darcher@rosemontcapital.com <javascript:;>]
> >> 发送时间: 2015年11月16日 22:15
> >> 收件人: 蒋明[Jiang Ming]
> >> 抄送: 赵学军[Henry Zhao]; Hunter Biden; agodfrey@burnhamfinancial.com <javascript:;>; SZellmer@burnhamfinancial.com <javascript:;>; James Bulger; Michael Leonard; jburnham@burnhamfinancial.com <javascript:;>
> >> 主题: Re: Harvest Burnham proposal
> >>
> >> Ming,
> >> Thank you again. Let me know what additional BAM information, financials, etc we can provide you in the meantime while we firm up schedule and next steps.
> >> Very Best,
> >> Devon
> >>
> >> Devon D. Archer
> >> (+1) 646 436 3745
> >>
> >>> On Nov 15, 2015, at 4:08 AM, 蒋明[Jiang Ming] <jiangming@harvestcm.com <javascript:;>> wrote:
> >>>
> >>> Hi Devon,
> >>>
> >>> It's great to see you and your team in Nyc! I just arrived beijing and will catch up with Henry on your proposal.
> >>>
> >>> Thanks!
> >>>
> >>> 蒋明 Ming Jiang
> >>>
> >>>
> >>>> On Nov 14, 2015, at 4:00 AM, Devon Archer <darcher@rosemontcapital.com <javascript:;>> wrote:
> >>>>
> >>>> Ming,
> >>>> It was a great pleasure hosting you in the Burnham New York offices this week. As a follow up to you and Henry's meeting with the Burnham Asset Management leadership team in Beijing, I trust it was useful.
> >>>>
> >>>> Attached is the partnership and growth capital investment proposal we put forward to initiate what we hope will be the beginnings of a long term Harvest / Burnham relationship.
> >>>>
> >>>> As discussed in regards to next steps; please review the proposal with Henry early this week and then let's schedule a call for potentially Friday to review further questions on the proposal. From there we will expect to host Henry in New York the first half of December and hopefully build consensus among the parties to target a closing on stage 1 of the partnership, as outlined in the proposal, by year end.
> >>>>
> >>>> Please let me know if you have any additions and / or suggestions to the approach. Safe trip back tomorrow.
> >>>>
> >>>> Very Best,
> >>>> Devon
> >>>>
> >>>> <Harvest Burnham Partnership Proposal v05 Final.docx>
> >>>>
> >>>>
> >>>>
> >>>> Devon D. Archer
> >>>> (+1) 646 436 3745
> >>>
> >>> ________________________________
> >>>
> >>> 敬告：
> >>>
> >>> 在享有法律赋予的权利或者保护不应予以纰漏的前提下，本邮件内容所载或其随附的信息可能属于保密信息，只供指定接收方使用。如阁下并非本邮件指明的接收方，请将阁下拥有的本邮件及其所有备份(包括所有附件)删除及销毁，并通知发件方错误收到本邮件。在此特提请阁下注意不得阅览或分发本邮件，并不得基于对本邮件采取任何行动。
> >>>
> >>>
> >>> NOTICE TO RECIPIENT(S):
> >>> The information contained in and accompanying this communication may be confidential, subject to legal privilege, or otherwise protected from disclosure, and is intended solely for the use of the intended recipient(s). If you are not the intended recipient of this communication, please delete and destroy all copies (including any attachments) in your possession, notify the sender that you have received this communication in error, and note that any review or dissemination of, or the taking of any action in reliance on, this communication is expressly prohibited.
> >>
> >> ________________________________
> >>
> >> 敬告：
> >>
> >> 在享有法律赋予的权利或者保护不应予以纰漏的前提下，本邮件内容所载或其随附的信息可能属于保密信息，只供指定接收方使用。如阁下并非本邮件指明的接收方，请将阁下拥有的本邮件及其所有备份(包括所有附件)删除及销毁，并通知发件方错误收到本邮件。在此特提请阁下注意不得阅览或分发本邮件，并不得基于对本邮件采取任何行动。
> >>
> >>
> >> NOTICE TO RECIPIENT(S):
> >> The information contained in and accompanying this communication may be confidential, subject to legal privilege, or otherwise protected from disclosure, and is intended solely for the use of the intended recipient(s). If you are not the intended recipient of this communication, please delete and destroy all copies (including any attachments) in your possession, notify the sender that you have received this communication in error, and note that any review or dissemination of, or the taking of any action in reliance on, this communication is expressly prohibited.
>
> ________________________________
>
> 敬告：
>
> 在享有法律赋予的权利或者保护不应予以纰漏的前提下，本邮件内容所载或其随附的信息可能属于保密信息，只供指定接收方使用。如阁下并非本邮件指明的接收方，请将阁下拥有的本邮件及其所有备份(包括所有附件)删除及销毁，并通知发件方错误收到本邮件。在此特提请阁下注意不得阅览或分发本邮件，并不得基于对本邮件采取任何行动。
>
>
> NOTICE TO RECIPIENT(S):
> The information contained in and accompanying this communication may be confidential, subject to legal privilege, or otherwise protected from disclosure, and is intended solely for the use of the intended recipient(s). If you are not the intended recipient of this communication, please delete and destroy all copies (including any attachments) in your possession, notify the sender that you have received this communication in error, and note that any review or dissemination of, or the taking of any action in reliance on, this communication is expressly prohibited.
>
>
>
> --
> James J. Bulger
> Chairman
> Thornton Group LLC
> 14 Beacon Street, Suite 804A
> Boston, MA 02108
> Office tel: 617.248.9440