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Rob-

I wanted to take a quick minute to thank you again for selecting Ann and Clark to work as CCO and FinOp for RSPI. FINRA left our office yesterday after spending three days in the office and closed out the visit by saying that we were 180 degrees better than where we were during their last visit. They haven’t given us the final report but it sounds like there was very little that they were able to find that concerned them. That is due in large part to the care and diligence Ann and Clark have demonstrated in their work with us. Hunter and I have worked with a lot of consultants over the years and I can’t think of any who have shown more professionalism and dedication to their jobs than Ann and Clark. While they have been equally good, I do also have to say that because we deal with her more closely on a one-on-one basis and she took the lead on interfacing with FINRA this week, we are particularly indebted to Ann for her work during this exam period and in the weeks that led up to it.

Thanks again for all your help.

Best,

Eric


Eric D. Schwerin
Rosemont Seneca Partners, LLC
1010 Wisconsin Ave., NW
Suite 705
Washington, DC 20007
(202) 333-1880
eschwerin@rosemontseneca.com <x-msg://59/eschwerin@obblaw.com>
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