Re: Bloomberg News: China Said to Plan Punishment of 4 Fund Firms for Front Running

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FROM:

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bulgerthor@aol.com

DATE:

2015-01-25 12:15:21

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<AA41F3B8-1138-4C65-98E6-4EAA1A9121DA@aol.com>

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TO:

H

Hunter Biden <hbiden@rosemontseneca.com>

CC:

D

Devon Archer <darcher@rosemontseneca.com>

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PROCESSED

. It is interesting to see the regulators are actually investigating the financial firms in China. The new regime is certainly sending the regulators of many industries out to do their jobs.

> On Jan 24, 2015, at 5:55 PM, Hunter Biden <hbiden@rosemontseneca.com> wrote:
>
> Hopefully that's the end of the story and not the beginning of one.
>
> RHB
> 202.333.1880
>
>> On Jan 24, 2015, at 2:58 PM, James <bulgerthor@aol.com> wrote:
>>
>> Gentlemen
>> You should give this article about Harvest and the Chinese Regulators. Looks like someone at Harvest was "front running". This is not a big deal but you both should be aware of this matter
>> Thanks
>> Jimmy
>>
>> China’s securities regulator plans to punish four fund-management firms for insider trading, according to people familiar with the matter.
>>
>> http://bloom.bg/1JfYkbc

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