EMAIL DETAILS

FYI...


Eric D. Schwerin
Rosemont Seneca Partners, LLC
1010 Wisconsin Ave., NW
Suite 705
Washington, DC 20007
(202) 333-1880
eschwerin@rosemontseneca.com
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Begin forwarded message:

From: "Kethley, Elisa" <Elisa.Kethley@finra.org>
Subject: RE: RSP Investments, LLC
Date: January 7, 2013 11:32:21 AM EST
To: Nick Vitalo <NDV@tlcorplaw.com>
Cc: Marc LoPresti <mxl@tlcorplaw.com>, Eric Schwerin <eschwerin@rosemontseneca.com>

Excellent news.
I will be in contact this week to select a date for the Membership Interview. I will coordinate with the District office and the membership Group staff and get back to you.

Regards,
Elisa Kethley
Associate Principal Examiner
Membership Application Program Group
FINRA
One World Financial Center
200 liberty Street 9th Floor
New York, NY 10281-1003

212-858-5171

email: elisa.kethley@finra.org

From: Nick Vitalo [mailto:NDV@tlcorplaw.com]
Sent: Monday, January 07, 2013 10:47 AM
To: Kethley, Elisa
Cc: Marc LoPresti; Eric Schwerin
Subject: RSP Investments, LLC

Elisa,

Happy New Year!

I am reaching out to inform you that Eric Schwerin has taken and passed the Series 79 Exam and is scheduled to take the Series 63 on January 31st.

We look forward to receiving your Interview Letter.

Best Regards,

Nick

Nick D. Vitalo, Esq.
TAGLIAFERRO & LOPRESTI, LLP
45 Broadway, Suite 610
New York, New York 10006
Telephone: 212.732.4029, ext. 103 | Facsimile: 212.232.2398
NDV@TLCorpLaw.com | www.TLCorpLaw.com

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